Leslie J. Osborn
Head of U.S. Compliance
Ms. Osborn is Head of U.S. Compliance and is based in New York. She is responsible for overseeing all regulatory issues arising within the U.S. which includes assisting the business units in ensuring that the regulated activities are in compliance with applicable securities laws and regulations.
Prior to joining Man Investments, Ms. Osborn held the position of Chief Compliance Officer for over three years at Arden Asset Management LLC where she was responsible for establishing and implementing the firm’s compliance program. From 1999 to 2004, Ms. Osborn worked as Deputy Head of Compliance at The Common Fund for Nonprofit Organizations where she was responsible for ensuring that the compliance requirements were met for three affiliated RIAs as well as handling all aspects of the firm’s broker-dealer compliance for a NASD member firm. For ten years prior to The Common Fund, Ms. Osborn held several paralegal positions, including management roles, at several large financial organizations and law firms.